Job description
Resolute Investment Managers, Inc.Jr. Compliance Analyst
Legal & Compliance
Resolute Investment Managers, Inc. (“Resolute”) is a diversified, multi-affiliate asset management platform that partners with affiliated and independent investment managers totaling approximately $88 billion in aggregate assets under management as of March 31, 2022. The clients of Resolute and its affiliates include corporate defined benefit plans, institutions, and individual investors. The company traces its history to 1986 when an affiliate, American Beacon Advisors, Inc. (“American Beacon”), began providing investment management services as an independently operated entity. Since 1987, American Beacon has managed the American Beacon family of mutual funds. Resolute is majority owned by funds affiliated with Kelso & Co., a leading private equity sponsor. Resolute Investment Managers was named one of the Best Places to Work in Money Management by Pensions & Investments. Learn more about Resolute by visiting www.resolutemanagers.com
Our office is in Las Colinas, TX. This position is a hybrid role and will provide you the opportunity to spend some time working from home as well as working in the office.
Job Description:
Under the direct supervision of senior compliance personnel, the Jr. Compliance Analyst monitors activities for American Beacon Advisors and the American Beacon Funds family of mutual funds to ensure compliance with applicable regulatory requirements of the U.S. Securities and Exchange Commission, Financial Industry Regulatory Authority, U.S. Commodity Futures Trading Commission, and other applicable regulatory agencies.
Primary Duties:
- Monitor client investment portfolios for compliance with regulatory requirements and portfolio guidelines.
- Implement investment adviser oversight activities, including review of due diligence questionnaires and some travel to perform due diligence visits.
- Review fund disclosure documents for consistency with regulatory requirements.
- Perform special projects, such as compliance analyses of new investment products and regulations.
- Assist senior compliance personnel in developing controls and procedures to ensure compliance with applicable regulatory requirements.
- Bachelor’s degree
- Excellent organizational skills and attention to detail
- Ability to analyze significant amounts of data
- Experience in the investment management industry
- Familiarity with various security types, including derivatives
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