Job Title: Remote AML Transaction Monitoring Investigations Team Lead

Corporate Title: Associate

Location: Remote work opportunity for candidates living in: AZ, CT, DC, FL, GA, IL, MD, MO, NJ, NM, NC, PA, TX, NY, TN, NE, VA, AR, CO, ID, KY, ME, MA, MI, MN, MT, NH, ND, OH, RI, UT, VT, WV, WY

Overview

Deutsche Bank benefits from having a highly experienced and dedicated Anti Financial Crime (AFC) function, which performs a crucial role in keeping DBs business operations and global financial services clean from financial crime while serving the interests of the bank and society. Our regional/global matrix structure allows for flexible responses to challenges in the core areas of: Anti-Money Laundering, Sanctions & Embargoes, Anti-Fraud, Bribery & Corruption, Investigations & Intelligence, Monitoring & Screening, and Risk Assessment.

Our AFC Team will provide you with opportunities to learn, grow and define your career. We foster an open, diverse, and inclusive team culture, that is engaged and well-supported for prosperity and enjoyment of a life/work balance.

What We Offer You:

• We offer competitive health and wellness benefits, empowering you to value life in and out of the office

• Active engagement with the local community through Deutsche Bank’s specialized employee groups

• An environment that encourages networking and collaboration across functions and businesses

Remote work opportunity for candidates living in: AZ, CT, DC, FL, GA, IL, MD, MO, NJ, NM, NC, PA, TX, NY, TN, NE, VA, AR, CO, ID, KY, ME, MA, MI, MN, MT, NH, ND, OH, RI, UT, VT, WV, WY

Hear from our people and look inside our office: DB@The Muse

Your Key Responsibilities:

• Use independent and professional judgment when reviewing AML investigations in addition to all policies and procedures and meets regulatory standards. Utilize internal and external sources, and partner with other stakeholders, as necessary, to research and investigate cases. Manage complex investigations involving matters such as multiple relationship accounts, tiered and multi-faceted transactions; international wires involving Deutsche Bank designated high risk jurisdictions, and complex structuring schemes to identify potential money laundering or other financial crimes. Monitor aging cases and escalate as necessary

• Participate in departmental projects and initiatives and participate in Below-the-Line (BTL) and/or Above-the-Line (ATL) testing to ensure/improve model effectiveness. Work with the Senior Investigations Management to collate metrics and other data as requested. Liaise with Technology to address any potential production issues and software updates and participate in User Acceptance Testing (UAT)

• Stay up to date on any new rules, regulations, and reputational risks to further improve our investigation processes. Understand business and regulatory requirements and ensure functions are being performed within those requirements. Maintain a thorough comprehension of internal AML typologies relating to correspondent banking, Private Banking, and Investment Banking clients

• Prepare and write Suspicious Activity Reports (SARs) as necessary. Review previous suspicious activity to ascertain whether continuing trends of potential anomalous activity exists

• Perform oversight functions by analyzing the completed investigations conducted by the investigator focused on the review of alerted transactional activity. Work closely with investigators daily to ensure work is prioritized based on staffing and capacity. Provide consistent qualitative feedback to the Investigators in accordance with procedural guidance

• Promote growth and development within the team and provide feedback as necessary. Provide ongoing training and guidance to new and current investigators. Foster an inclusive team environment that promotes opportunity, diversity, and innovation as well as lead departmental projects and initiatives

Your Skills and Experience:

• Minimum of a bachelor’s degree; CAMS certification is a plus

• Relevant experience in a leadership/management capacity. Moderate experience as an AML investigator in a transaction monitoring and SAR writing capacity or equivalent experience or education

• Strong knowledge of AML laws (USA PATRIOT Act), Regulations (Fed, SEC (Securities Exchange Commission), Financial Industry Regulatory Authority (FINRA)) and their application to the supported products/business lines. An understanding of the legal and compliance issues of complex banking organizations. Correspondent Banking, Corporate Banking and/or Wealth Management experience required

• Knowledge with Case Management System, Actimize / Mantas; experience using third party investigation software. Operational knowledge of USD payment systems, including SWIFT, CHIPS, ACH, and FedFunds

• Strong knowledge of Microsoft Word, Excel, and PowerPoint. Experienced knowledge of MS Excel, including pivot tables, macros, filtering, and sorting

Our values define the working environment we strive to create - diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.
We promote good working relationships and encourage high standards of conduct and work performance. We welcome applications from talented people from all cultures, countries, races, genders, sexual orientations, disabilities, beliefs and generations and are committed to providing a working environment free from harassment, discrimination and retaliation.



We are an Equal Opportunity Employer - Veterans/Disabled and other protected categories. Click these links to view the following notices: "EEO is the Law poster" and supplement ; Employee Rights and Responsibilities under the Family and Medical Leave Act ; Employee Polygraph Protection Act and Pay Transparency Nondiscrimination Provision .